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Democracy in Ancient India

by Dr.Steve Muhlberger, Associate Professor of History, Nipissing

University.

 

 

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Note on this article. I must state right out front that I read no

Indian languages, which may lead some readers to dismiss entirely my

work in this difficult field. For the more tolerant, let me explain

that an earlier version of this article has been read and commented on

by several academic readers, whose comments and corrections have been

taken into account. The editors of the Journal of World History liked

it well enough to ask me to write a broader treatment of democracy's

prehistory. This resulted in Phil Paine and I writing "Democracy's

Place in World History," which appeared in that journal in 1993. This

article, however, never found a home of its own -- in part because I

myself could think of few journals that would be interested in an

article that concentrates on specialized material yet draws broad

conclusions from it.

Returning to it now, in 1998, I find I still believe in my

interpretation of the ancient evidence for Indian democracy, and in its

relevance to how we understand the world history of democracy. Rather

than let it languish further, I am releasing it electronically, for

both general and specialist readers. I will be glad to hear your

comments. For the reader who wants to look into the question

independently, I have posted a bibliography, and of course there are

always the footnotes.

I should make clear that though this article bears my name alone, I

was pointed in the right direction by an unpublished essay on democracy

by Phil Paine. I also wish to note that I was aided in my research by

the collection of Asian literature at Brock University, St. Catharines,

Ontario. My philosopher-colleague at Nipissing University, Dr. Wayne

Borody, made some suggestions, but neither he nor anyone else is

responsibile for any errors or misinterpretations.

 

 

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Historians who are interested in democracy often insist it must be

understood in context of a unique western tradition of political

development beginning with the Greeks. The spread of democratic ideals

and practice to other cultures, or their failure to spread, have many

times been explained on the assumption that democracy or personal

liberty are ideals foreign to the non-Western world -- an assumption at

least as old as Herodotus.1 But events since the late 1980s have shown

that people both in "Western" and "non-Western" countries have a lively

interest in democracy as something relevant to their own situation. The

old assumption deserves to be re-examined.

In fact, the supposed differences between "Western" and "non-Western"

cultures are in this case, as in so many others, more a matter of

ideological faith than of cool, impartial judgment. If we are talking

about the history of humanity as a whole, democracy is equally new or

equally old everywhere. Fair and effective elections, under adult

suffrage and in conditions that allow the free discussion of ideas, are

a phenomenon of this century. The history of democracy, properly so

called, is just beginning.

 

The "prehistory" of democracy, however, is scarcely restricted to

Europe and Europeanized America and Australasia. A search of world

history finds much worth studying. There are no perfect democracies

waiting to be discovered, but there is something else: a long history

of "government by discussion," in which groups of people having common

interests make decisions that affect their lives through debate,

consultation, and voting. The vast majority of such groups, it may be

objected, are more properly called oligarchies than democracies. But

every democracy has been created by widening what was originally a very

narrow franchise. The history of government by discussion, which may be

called republicanism for brevity's sake, has a claim to the interest of

anyone who takes democracy seriously.2

 

This article will examine one important case of government by

discussion -- the republics of Ancient India. Although they are

familiar to Indologists, these republics are hardly known to other

historians. They deserve, however, a substantial place in world

historiography. The experience of Ancient India with republicanism, if

better known, would by itself make democracy seem less of a freakish

development, and help dispel the common idea that the very concept of

democracy is specifically "Western."

 

The present article has two goals. First, it will summarize the history

of the ancient Indian republics as it is currently known. This survey

is restricted to North India and the period before about 400 A.D., when

sovereign republics seem to have become extinct.

 

Second, the article will examine the historiographical evaluations of

the Indian republican experience, and suggest that most of them have

placed it in too narrow a context. Ancient Indian democratic

experiments, it will be argued, are more important than they are

usually granted to be. It is well known that the sources of ancient

Indian history present considerable difficulties. All the indigenous

ancient literature from the subcontinent has been preserved as part of

a religious tradition, Brahmanical, Buddhist or Jaina. When the subject

is political theory and its implementation, the preselected nature of

sources is a distinct handicap to the researcher. The largest and most

influential Indian literary tradition, the Brahmanical, is distinctly

hostile to anything resembling democracy.

 

Brahmanical literature gives kingship a central place in political

life, and seldom hints that anything else is possible. For moral

philosophers and legislators such as Manu (reputed author of the

Manu-Smrti between 200 B.C.-A.D. 200), the king was a key figure in a

social order based on caste (varna ). Caste divided society into

functional classes: the Brahmans had magical powers and priestly

duties, the ksatriyas were the rulers and warriors, the vaisyas

cultivators, and the sudras the lowest part of society, subservient to

the other three. Moral law or dharma depended on the observance of

these divisions, and the king was the guarantor of dharma , and in

particular the privileges of the Brahmans. 3 Another tradition is best

exemplified by the Arthasastra of Kautilya (c. 300 B.C.), which alloted

the king a more independent role but likewise emphasized his

responsibility for peace, justice and stability.4

 

Both Kautilya's work and the Manu-Smrti are considered classic

expressions of ancient Indian political and social theory. A reader of

these or other Brahmanical treatises finds it very easy to visualize

ancient Indian society as one where "monarchy was the normal form of

the state." 5

 

Until the end of the last century, the only indication that this might

not always have been the case came from Greek and Roman accounts of

India, mostly histories of India during and just after Alexander the

Great's invasion of India in 327-324 B.C. These works spoke of numerous

cities and even larger areas being governed as oligarchies and

democracies, but they were not always believed by scholars.6 Yet

research into the Buddhist Pali Canon during the nineteenth century

confirmed this picture of widespread republicanism. The Pali Canon is

the earliest version of the Buddhist scriptures, and reached its final

form between 400-300 B.C.7 It contains the story of Buddha's life and

teaching and his rules for monastic communities. The rules and

teachings are presented in the form of anecdotes, explaining the

circumstances that called forth the Buddha's authoritative

pronouncement. Thus the Pali Canon provides us with many details of

life in ancient India, and specifically of the sixth century (the

Buddha's lifetime) in the northeast. In 1903, T.W. Rhys Davids, the

leading Pali scholar, pointed out in his book Buddhist India 8 that the

Canon (and the Jatakas, a series of Buddhist legends set in the same

period but composed much later) depicted a country in which there were

many clans, dominating extensive and populous territories, who made

their public decisions in assemblies, moots, or parliaments.

 

Rhys Davids' observation was not made in a vacuum. Throughout the

nineteenth century, students of local government in India (many of them

British bureaucrats) had been fascinated by popular elements in village

life.9 The analysis of village government was part of a continuous

debate on the goals and methods of imperial policy, and the future of

India as a self-governing country. Rhys-Davids' book made the ancient

institutions of India relevant to this debate. His reconstruction of a

republican past for India was taken up by nationalistic Indian scholars

of the 1910s.10 Later generations of Indian scholars have been somewhat

embarrassed by the enthusiasm of their elders for early republics and

have sought to treat the republics in a more balanced and dispassionate

manner.11 Nevertheless, their work, like that of the pioneering

nationalists, has been extremely productive. Not only the classical

sources and the Pali Canon, but also Buddhist works in Sanskrit,

Panini's Sanskrit grammar (the Astadhyayi ), the Mahabharata, the Jaina

Canon, and even Kautilya's Arthasastra have been combed for evidence

and insights. Coins and inscriptions have documented the existence of

republics and the workings of popular assemblies.

 

The work of twentieth century scholars has made possible a much

different view of ancient political life in India. It has shown us a

landscape with kings a-plenty, a culture where the terminology of rule

is in the majority of sources relentlessly monarchical, but where, at

the same time, the realities of politics are so complex that simply to

call them "monarchical" is a grave distortion. Indeed, in ancient

India, monarchical thinking was constantly battling with another

vision, of self-rule by members of a guild, a village, or an extended

kin-group, in other words, any group of equals with a common set of

interests. This vision of cooperative self-government often produced

republicanism and even democracy comparable to classical Greek

democracy.

 

Though evidence for non-monarchical government goes back to the Vedas,

12 republican polities were most common and vigorous in the Buddhist

period, 600 B.C.-A.D. 200. At this time, India was in the throes of

urbanization. The Pali Canon gives a picturesque description of the

city of Vesali in the fifth century B.C. as possessing 7707 storied

buildings, 7707 pinnacled buildings, 7707 parks and lotus ponds, and a

multitude of people, including the famous courtesan Ambapali, whose

beauty and artistic achievements contributed mightily to the city's

prosperity and reputation. The cities of Kapilavatthu and Kusavati were

likewise full of traffic and noise.13 Moving between these cities were

great trading caravans of 500 or 1000 carts -- figures that convey no

precise measurement, but give a true feeling of scale: caravans that

stopped for more than four months in a single place, as they often did

because of the rainy season, were described as villages.14 Religion,

too, was taking to the road. The hereditary Brahman who was also a

householder, as in later Vedic tradition, saw his teachings, authority

and perquisites threatened by wandering holy men and self-appointed

teachers.15

 

There were warlord-kings who sought to control this fluid society, some

with a measure of success. But the literature, Pali and Sanskrit,

Buddhist and Brahmanical, shows that non-monarchical forms of

government were omnipresent. There was a complex vocabulary to describe

the different types of groups that ran their own affairs.16 Some of

these were obviously warrior bands; 17 others more peaceful groups with

economic goals; some religious brotherhoods. Such an organization, of

whatever type, could be designated, almost indifferently, as a gana or

a sangha; and similar though less important bodies were labeled with

the terms sreni, puga, or vrata. Gana and sangha, the most important of

these terms, originally meant "multitude." By the sixth century B.C.,

these words meant both a self-governing multitude, in which decisions

were made by the members working in common, and the style of government

characteristic of such groups. In the case of the strongest of such

groups, which acted as sovereign governments, the words are best

translated as "republic."

 

That there were many sovereign republics in India is easily

demonstrated from a number of sources. Perhaps it is best to begin with

the Greek evidence, even though it is not the earliest, simply because

the Greek writers spoke in a political language that is familiar.

 

Perhaps the most useful Greek account of India is Arrian's Anabasis of

Alexander , which describes the Macedonian conqueror's campaigns in

great detail. The Anabasis, which is derived from the eyewitness

accounts of Alexander's companions, 18 portrays him as meeting "free

and independent" Indian communities at every turn. What "free and

independent" meant is illustrated from the case of Nysa, a city on the

border of modern Afghanistan and Pakistan that was ruled by a president

named Aculphis and a council of 300. After surrendering to Alexander,

Aculphis used the city's supposed connection with the god Dionysus to

seek lenient terms from the king:

 

"The Nysaeans beseech thee, O king out of respect for Dionysus, to

allow them to remain free and independent; for when Dionysus had

subjugated the nation of the Indians...he founded this city from the

soldiers who had become unfit for military service ...From that time we

inhabit Nysa, a free city, and we ourselves are independent, conducting

our government with constitutional order." 19

Nysa was in Greek terms an oligarchy, as further discussion between

Alexander and Aculphis reveals, and a single-city state. There were

other Indian states that were both larger in area and wider in

franchise. It is clear from Arrian that the Mallian republic consisted

of a number of cities.20 Q. Curtius Rufus and Diodorus Siculus in their

histories of Alexander mention a people called the Sabarcae or

Sambastai among whom "the form of government was democratic and not

regal." 21 The Sabarcae/Sambastai, like the Mallians, had a large

state. Their army consisted of 60,000 foot, 6000 cavalry, and 500

chariots.22 Thus Indian republics of the late fourth century could be

much larger than the contemporaneous Greek polis . And it seems that in

the northwestern part of India, republicanism was the norm. Alexander's

historians mention a large number of republics, some named, some not,

but only a handful of kings.23 The prevalence of republicanism and its

democratic form is explicitly stated by Diodorus Siculus. After

describing the mythical monarchs who succeeded the god Dionysus as

rulers of India, he says:

At last, however, after many years had gone, most of the cities adopted

the democratic form of government, though some retained the kingly

until the invasion of the country by Alexander.24

What makes this statement particularly interesting is that it seems to

derive from a first-hand description of India by a Greek traveler named

Megasthenes. Around 300 B.C., about two decades after Alexander's

invasion, Megasthenes served as ambassador of the Greek king Seleucus

Nicator to the Indian emperor Chandragupta Maurya, and in the course of

his duties crossed northern India to the eastern city of Patna, where

he lived for a while.25 If this statement is drawn from Megasthenes,

then the picture of a northwestern India dominated by republics must be

extended to the entire northern half of the subcontinent.26

If we turn to the Indian sources, we find that there is nothing

far-fetched about this idea. The most useful sources for mapping north

India are three: The Pali Canon, which shows us northeastern India

between the Himalayas and the Ganges in the sixth and fifth centuries

B.C.; the grammar of Panini, which discusses all of North India, with a

focus on the northwest, during the fifth century; and Kautilya's

Arthasastra, which is a product of the fourth century, roughly

contemporaneous with Megasthenes. All three sources enable us to

identify numerous sanghas and ganas, some very minor, others large and

powerful.27

 

What were these republican polities like? According to Panini, all the

states and regions (janapadas ) of northern India during his time were

based on the settlement or conquest of a given area by an identifiable

warrior people who still dominated the political life of that area.

Some of these peoples (in Panini's terms janapadins ) were subject to a

king, who was at least in theory of their own blood and was perhaps

dependent on their special support.28 Elsewhere, the janapadins ran

their affairs in a republican manner. Thus in both kinds of state, the

government was dominated by people classified as ksatriyas, or, as

later ages would put it, members of the warrior caste.

 

But in many states, perhaps most, political participation was

restricted to a subset of all the ksatriyas . One needed to be not just

a warrior, but a member of a specific royal clan, the rajanya.29

Evidence from a number of sources shows that the enfranchised members

of many republics, including the Buddha's own Sakyas and the Licchavis

with whom he was very familiar, considered themselves to be of royal

descent, even brother-kings. The term raja, which in a monarchy

certainly meant king, in a state with gana or sangha constitution could

designate someone who held a share in sovereignty. In such places, it

seems likely that political power was restricted to the heads of a

restricted number of "royal families" (rajakulas) among the ruling

clans. The heads of these families were consecrated as kings, and

thereafter took part in deliberations of state.

 

Our Indian republics are beginning to sound extremely undemocratic by

our modern standards, with real power concentrated in the hands of a

few patriarchs representing the leading lineages of one privileged

section of the warrior caste. A reader who has formed this impression

is not entirely mistaken. No doubt the rulers of most republics thought

of their gana as a closed club -- as did the citizens of Athens, who

also defined themselves as a hereditarily privileged group. But, as in

ancient Athens, there are other factors which modify the picture, and

make it an interesting one for students of democracy.

 

First, the closed nature of the ruling class is easy to exaggerate.

Republics where only descendants of certain families held power were

common; but there was another type in which power was shared by all

ksatriya families.31 This may not sound like much of a difference,

since the restriction to the warrior caste seems to remain. But this is

an anachronistic view of the social conditions of the time. The varnas

of pre-Christian-era India were not the castes of later periods, with

their prohibitions on intermarriage and commensality with other

groups.32 Rather, they were the constructs of theorists, much like the

division of three orders (priests, warriors and workers) beloved by

European writers of the Early Middle Ages.33 Such a classification was

useful for debating purposes, but was not a fact of daily existence.

Those republics that threw open the political process to all ksatriyas

were not extending the franchise from one clearly defined group to

another, albeit a larger one, but to all those who could claim, and

justify the claim, to be capable of ruling and fighting.

 

Other evidence suggests that in some states the enfranchised group was

even wider. Such a development is hinted at in Kautilya: according to

him, there were two kinds of janapadas, ayudhiya-praya, those made up

mostly of soldiers, and sreni-praya , those comprising guilds of

craftsmen, traders, and agriculturalists.34 The first were political

entities where military tradition alone defined those worthy of power,

while the second would seem to be communities where wealth derived from

peaceful economic activity gave some access to the political process.

This interpretation is supported by the fact that sreni or guilds based

on an economic interest were often both part of the armed force of a

state and recognized as having jurisdiction over their own members.35

In the Indian republics, as in the Greek poleis or the European cities

of the High Middle Ages, economic expansion enabled new groups to take

up arms and eventually demand a share in sovereignty36 If it was not

granted, one could always form one's own mini-state. Panini's picture

of stable, long-established janapadas is certainly the illusion of a

systematizing grammarian. As Panini's most thorough modern student has

put it, there was "a craze for constituting new republics" which "had

reached its climax in the Vahika country and north-west India where

clans constituting of as many as one hundred families only organized

themselves as Ganas."37 Furthermore, power in some republics was vested

in a large number of individuals. In a well-known Jataka tale we are

told that in the Licchavi capital of Vesali, there were 7707 kings

(rajas), 7707 viceroys, 7707 generals, and 7707 treasurers.38 These

figures, since they come from about half a millenium after the period

they describe, have little evidentiary value, despite the ingenious

efforts of scholars to find a core of hard fact. The tale does not give

us the number of Licchavi ruling families (rajakulas), the size of the

Licchavi assembly, or any real clues as to the population of Vesali.39

Yet the Jataka does retain the memory of an undisputed feature of

Indian republicanism: the rulers were many.40 The same memory can be

found in other sources, especially in those critical of republicanism.

The Lalitavistara, in an obvious satirical jab, depicts Vesali as being

full of Licchavi rajans , each one thinking, "I am king, I am king,"

and thus a place where piety, age and rank were ignored.41 The Santi

Parva section of the Mahabharata shows the participation of too many

people in the affairs of state as being a great flaw in the republican

polity:

 

The gana leaders should be respected as the worldly affairs (of the

ganas) depend to a great extent upon them...the spy (department) and

the secrecy of counsel (should be left) to the chiefs, for it is not

fit that the entire body of the gana should hear those secret matters.

The chiefs of gana should carry out together, in secret, works leading

to the prosperity of the gana , otherwise the wealth of the gana decays

and it meets with danger.42

A Jaina work again criticizes ganas for being disorderly: the monks and

nuns who frequent them will find themselves bullied, beaten, robbed, or

accused of being spies.43

The numerous members of a sovereign gana or sangha interacted with each

other as members of an assembly. Details of the working of such

assemblies can be found both in Brahmanical and Buddhist literature. By

the time of Panini (fifth century B.C.), there was a terminology for

the process of corporate decision-making. Panini gives us the terms for

vote, decisions reached by voting, and the completion of a quorum.

Another cluster of words indicates that the division of assemblies into

political parties was well known. Further, Panini and his commentators

show that sometimes a smaller select group within a sangha had special

functions -- acting as an executive, or perhaps as a committees for

defined purposes.44

 

The Pali Canon gives a much fuller, if somewhat indirect, depiction of

democratic institutions in India, confirming and extending the picture

found in Panini. This is found in three of the earliest and most

revered parts of the canon, the Maha-parinibbana-suttanta, the

Mahavagga, and the Kullavagga.45 These works, taken together, preserve

the Buddha's instructions for the proper running of the Buddhist

monastic brotherhood -- the sangha -- after his death. They are the

best source for voting procedures in a corporate body in the earliest

part of the Buddhist period. They also give some insight into the

development of democratic ideology.

 

The rules for conducting the Buddhist sangha were, according to the

first chapter of the Maha-parinibbana-suttanta, based in principle on

those commonly found in political sanghas or ganas. In the case of the

Buddhist sangha, the key organizational virtue was the full

participation of all the monks in the ritual and disciplinary acts of

their group. To assure that this would be remembered, detailed rules

concerning the voting in monastic assemblies, their membership, and

their quorums, were set down in the Mahavagga and the Kullavagga .

 

Business could only be transacted legitimately in a full assembly, by a

vote of all the members. If, for example, a candidate wanted the

upasampada ordination, the question (ñatti) was put to the sangha by a

learned and competent member, and the other members asked three times

to indicate dissent. If there was none, the sangha was taken to be in

agreement with the ñatti. The decision was finalized by the

proclamation of the decision of the sangha.46

 

In many cases, as in the granting of upasampada ordination, unanimity

of a full assembly was required.47 Of course, unanimity was not always

possible. The Kullavagga provides other techniques that were used in

disputes especially dangerous to the unity of the sangha, those which

concerned interpretation of the monastic rule itself. If such a dispute

had degenerated into bitter and confused debate, it could be decided by

majority vote, or referred to a jury or committee specially elected by

the sangha to treat the matter at hand.48

 

It is here that we see a curious combination of well-developed

democratic procedure and fear of democracy. The rules for taking votes

sanctioned the disallowance by the vote-taker of results that

threatened the essential law of the sangha or its unity.49 Yet, if the

voting procedure is less than free, the idea that only a free vote

could decide contentious issues is strongly present. No decision could

be made until some semblance of agreement had been reached.50 Such

manipulations of voting were introduced because Buddhist elders were

very concerned about the survival of the religious enterprise: disunity

of the membership was the great fear of all Indian republics and

corporations.51 Yet the idea of a free vote could not be repudiated.

The Kullavagga illustrates a conflict within the Buddhist sangha during

its earliest centuries between democratic principles and a philosophy

that was willing in the name of unity to sacrifice them.

 

Since the rules of the Buddhist sangha are by far the best known from

the period we have been discussing, it is tempting to identify them

with the rules of political ganas, particularly those of the Licchavis

(or Vajjians), since the Buddha made a clear connection between the

principles applicable to the Licchavi polity and those of his sangha.52

But from early on, scholars have recognized that the Buddhist

constitution was not an exact imitation of any other: for instance,

sovereign republics had a small, elected executive committee to manage

the affairs of the gana when the whole membership of the gana was

unable to be assembled.53 But neither did the Buddha or his earliest

followers invent their complex and carefully formulated parliamentary

procedures out of whole cloth. R.C. Majumdar's conclusion, first

formulated in 1918, still seems valid: the techniques seen in the

Buddhist sangha reflect a sophisticated and widespread political

culture based on the popular assembly.54

 

Similarly, the value placed on full participation of members in the

affairs of their sangha must reflect the ideology of those who believed

in the sangha-gana form of government in the political sphere. The

Buddha's commitment to republicanism (or at least the ideal republican

virtues) was a strong one, if we are to believe the

Maha-parinibbana-suttanta, among the oldest of Buddhist texts.55 As is

common in the Buddhist scriptures, a precept is illustrated by a story.

Here Ajatasastru, the King of Maghada, wishes to destroy the Vajjian

confederacy (here = the Licchavis) 56 and sends a minister, Vassakara

the Brahman, to the Buddha to ask his advice. Will his attack be a

success? Rather than answer directly, the Buddha speaks to Ananda, his

closest disciples:

 

"Have you heard, Ananda, that the Vajjians hold full and frequent

public assemblies?"

"Lord, so I have heard," replied he.

 

"So long, Ananda," rejoined the Blessed One, "as the Vajjians hold

these full and frequent public assemblies; so long may they be expected

not to decline, but to prosper...

 

In a series of rhetorical questions to Ananda, the Buddha outlines

other requirements for Vajjian prosperity:

"So long, Ananda, as the Vajjians meet together in concord, and rise in

concord, and carry out their undertakings in concord...so long as they

enact nothing not already established, abrogate nothing that has been

already enacted, and act in accordance with the ancient institutions of

the Vajjians as established in former days...so long as they honor and

esteem and revere and support the Vajjian elders, and hold it a point

of duty to hearken to their words...so long as no women or girls

belonging to their clans are detained among them by force or

abduction...so long as they honor and esteem and revere and support the

Vajjian shrines in town or country, and allow not the proper offerings

and rites, as formerly given and performed, to fall into desuetude...so

long as the rightful protection, defense, and support shall be fully

provided for the Arahats among them, so that Arahats from a distance

may enter the realm, and the Arahats therein may live at ease -- so

long may the Vajjians be expected not to decline, but to prosper."

Then the Blessed One addressed Vassakara the Brahman, and said, "When I

was once staying, O Brahman, at Vesali at the Sarandada Temple, I

taught the Vajjians these conditions of welfare; and so long as those

conditions shall continue to exist among the Vajjians, so long as the

Vajjians shall be well instructed in those conditions, so long may we

expect them not to decline, but to prosper."

 

The comment of the king's ambassador underlines the point of this

advice: "So, Gotama, the Vajjians cannot be overcome by the king of

Magadha; that is, not in battle, without diplomacy or breaking up their

alliance."

The same story tells us that once the king's envoy had departed, the

Buddha and Ananda went to meet the assembly of monks. Buddha told the

monks that they too must observe seven conditions if they were to

prosper: Full and frequent assemblies, concord, preserving and not

abrogating established institutions, honoring elders, falling "not

under the influence of that craving which, springing up within them,

would give rise to renewed existence," delighting in a life of

solitude, and training "their minds that good and holy men shall come

to them, and those who have come shall dwell at ease." 57 These

precepts, and others that follow in sets of seven, were the main point

for the monks who have transmitted the Maha-parinibbana-suttanta to us.

We, however, may wish to emphasize another point: the Buddha saw the

virtues necessary for a righteous and prosperous community, whether

secular or monastic, as being much the same. Foremost among those

virtues was the holding of "full and frequent assemblies." In this, the

Buddha spoke not only for himself, and not only out of his personal

view of justice and virtue. He based himself on what may be called the

democratic tradition in ancient Indian politics -- democratic in that

it argued for a wide rather than narrow distribution of political

rights, and government by discussion rather than by command and

submission.58

 

The Pali Canon gives us our earliest, and perhaps our best, detailed

look at Indian republicanism, its workings, and its political

philosophy. About no other republics do we know as much as we do about

the Buddhist sangha and the Licchavis in the time of Buddha -- even

though we do know that republics survived and were a significant factor

until perhaps the fourth century A.D., a period of over 800 years.

Scattered inscriptions, a great number of coins, and the occasional

notice in Greek sources, the Jatakas or other Indian literature give us

a few facts. But any history of Indian republicanism is necessarily a

rather schematic one.

 

The theme that has most attracted the attention of scholars is the

constant danger to republicanism, and its ultimate failure. Much of

what we know about the sovereign ganas of India derives from stories of

attacks upon them by various conquerors. Yet it is remarkable that for

several centuries, the conspicuous successes of monarchs, even the

greatest, had only a temporary effect on the sovereign republics and

very little effect indeed on the corporate organization of guilds,

religious bodies, and villages. The reason is, of course, that Indian

kings have seldom been as mighty as they wished to be, or wished to be

presented. Conquerors were not in a position to restructure society, to

create states as we visualize them today. Rather they were usually

content to gain the submission of their neighbors, whether they were

other kings or republics.59 These defeated rivals were often left in

control of their own affairs, merely required to pay tribute and

provide troops for the conquerors next war. The great emperors of

ancient India, including Chandragupta Maurya and Asoka, ran rather

precarious realms. Once the center weakened, these unraveled very

quickly, and society returned to its preceding complexity. Rival

dynasties revived, as did defeated republics.60

 

As Altekar recognized, the mere existence of warlords was not fatal to

the republican tradition of politics. Far more important was the slow

abandonment of republican ideals by republicans themselves. We have

seen that many republics were content even in the earliest days with a

very exclusive definition of the political community. In some, ideas of

wider participation gained currency and even implementation. But the

contrary movement is easier to document. By the third and fourth

centuries A.D., states known to be republics in earlier times were

subject to hereditary executives. Eventually such republics became

monarchies.61

 

An evolution away from republicanism is clearly seen in the literature

of politics and religion. If we grant that the society depicted by the

Pali Canon is the beginning of a new era, one with an economy and

culture quite distinct from the Vedic period, it immediately becomes

obvious that the most democratic ideals are the earliest. The Pali

Canon, and to some extent the Jaina Canon, show us energetic movements

that rejected the hierarchialism and caste ideology seen in the Vedas

and Brahmanas in favor of more egalitarian values. Buddhism and Jainism

were scarcely exceptional: they are merely the most successful of many

contemporary religious movements, and left us records. It is clear from

Panini that egalitarianism was an important element in the fifth

century B.C.: he preserves a special term for the gana where "there was

no distinction between high and low." 62

 

Such Brahmanical classics as the Mahabharata, the writings of Kautilya

and the Manu-Smrti, works that promoted hierarchy, are manifestations

of a later movement (300 B.C.-200 A.D.) away from the degree of

egalitarianism that had been achieved. Kautilya, who is traditionally

identified with the chief minister of the Mauryan conqueror

Chandragupta Maurya (fl. after 300 B.C.), is famous for his advice to

monarchs on the best way to tame or destroy ganas through subterfuge;

perhaps a more important part of his achievement was to formulate a

political science in which royalty was normal, even though his own text

shows that ganas were very important factors in the politics of his

time.63 Similarly, the accomplishment of the Manu-Smrti was to

formulate a view of society where human equality was non-existent and

unthinkable.

 

Members of ganas were encouraged to fit themselves into a hierarchical,

monarchical framework by a number of factors. Kings were not the only

enemies of the ganas . The relationships between competing ganas must

have been a constant political problem. Ganas that claimed sovereignty

over certain territory were always faced by the competing claims of

other corporate groups.64 How were these claims to be sorted out, other

than by force? The king had an answer to this question: if he were

acknowledged as "the only monarch [i.e. raja, chief executive] of all

the corporations," 65 he would commit himself to preserving the

legitimate privileges of each of them, and even protect the lesser

members of each gana from abuse of power by their leaders. It was a

tempting offer, and since the alternative was constant battle, it was

slowly accepted, sometimes freely, sometimes under compulsion. The end

result was the acceptance of a social order in which many ganas and

sanghas existed, but none were sovereign and none were committed to any

general egalitarian view of society. They were committed instead to a

hierarchy in which they were promised a secure place.66 Such a notional

hierarchy seems to have been constructed in North India by the fifth

century A.D. Even the Buddhist sangha accommodated itself to it --

which led eventually to the complete victory of the rival Brahmans.

 

This was not quite the end of republicanism, because "government by

discussion" continued within many ganas and sanghas ; but the idea of

hierarchy and inequality, of caste, was increasingly dominant. The

degree of corporate autonomy in later Indian society, which is

considerable and in itself a very important fact, is in this sense a

different topic that the one we have been following. A corporation that

accepts itself as a subcaste in a great divine hierarchy is different

from the more pugnacious ganas and sanghas of the Pali Canon, Kautilya

or even the Jataka stories.

 

What have modern historians made of what we might call the golden age

of Indian republicanism? We have already distinguished above between

two eras of scholarship on the topic. In the first, patriotic

enthusiasm and the simple thrill of discovery of unsuspected material

characterized scholars' reactions. The former attitude was especially

seen in K.P. Jayaswal's Hindu Polity . Published first in article form

in 1911-1913, then as a book in 1924, Jayaswal's work was avowedly

aimed to show that his countrymen were worthy of independence from

Britain. The history of "Hindu" institutions demonstrated an ancient

talent for politics:

 

The test of a polity is its capacity to live and develop, and its

contribution to the culture and happiness of humanity. Hindu polity

judged by this test will come out very successfully...The Golden Age of

[the Hindu's] polity lies not in the Past but in the Future...

Constitutional or social advancement is not a monopoly of any

particular race.67

In Jayaswal's book scholarship was sometimes subordinated to his

argument. In his discussion of ancient republics (which was not his

only subject), the evidence was pushed at least as far as it would go

to portray the republics as inspiring examples of early democracy.68 A

similar, though quieter satisfaction can be seen in the contemporary

discussions of R.C. Majumdar and D.R. Bhandarkar.69

In the second period of scholarship, in the years since independence, a

more restrained attitude has been adopted by younger scholars who feel

they have nothing to prove. Among these scholars the general tendency

has been to emphasize that the republics were not real republics, in

the modern usage that implies a universal adult suffrage. The

clan-basis and the exclusiveness of the ruling class are much

discussed. Sometimes writers have bent over backwards to divorce the

Indian republican experience from the history of democracy: 70 thus

A.K. Majumdar's judgement that because in a gana-rajya "all inhabitants

other than the members of the raja-kulas [had] no rights [and] were

treated as inferior citizens," people were actually better off in the

monarchies, where "if not the general mass, at least the intellectuals

and the commercial community enjoyed freedom in a monarchy, which seems

to have been lacking in a gana-rajya." 71 The contrast drawn here is

not backed up by any real argument, and makes one wonder about the how

the author defines "freedom."

 

The reaction has perhaps gone too far.72 One feels that modern scholars

have still not come to grips with the existence of widespread

republicanism in a region so long thought to be the home par excellence

of "Oriental Despotism." 73 Republicanism now has a place in every

worthwhile book about ancient India, but it tends to be brushed aside

so that one can get back to the main story, which is the development of

the surviving Hindu tradition.74 Historians, in India as elsewhere,

seem to feel that anything which could be so thoroughly forgotten must

have had grievous flaws to begin with.75 Most historians still cannot

discuss these republics without qualifying using the qualifiers

"tribal" or "clan."76 Long ago Jayaswal rightly protested against the

use of these terms: "The evidence does not warrant our calling

[republics] 'clans.' Indian republics of the seventh [sic] and sixth

centuries B.C...had long passed the tribal stage of society. They were

states, Ganas and Samghas, though many of them likely had a national or

tribal basis, as every state, ancient or modern, must necessarily

have." 77 He was equally correct when he pointed out that "Every state

in ancient Rome and Greece was 'tribal' in the last analysis, but no

constitutional historian would think of calling the republics of Rome

and Greece mere tribal organizations." 78

 

Yet the phrases "clan-" and "tribal-republic" are still routinely used

today in the Indian context, and it is difficult to avoid the

conclusion that they are being used perjoratively. In both common and

scholarly usage, to label a people's institutions or culture as tribal

is to dismiss them from serious consideration. "Tribespeople" are

historical dead-ends, and their suppression or absorption by more

advanced cultures (usually those ruled by centralizing governments) is

taken for granted.79 The terminology of even Indian historians

demonstrates the survival of an ancient but inappropriate prejudice in

the general evaluation of Indian republicanism.

 

Once that prejudice is overcome, Indian republicanism gains a strong

claim on the attention of historians, especially those with an interest

in comparative or world history.

 

It is especially remarkable that, during the near-millenium between 500

B.C. and 400 A.D., we find republics almost anywhere in India that our

sources allow us to examine society in any detail. Unless those

sources, not least our Greek sources, are extremely deceptive, the

republics of India were very likely more extensive and populous than

the poleis of the Greeks.80 One cannot help wondering how in many other

parts of Eurasia republican and democratic states may have co-existed

with the royal dynasties that are a staple of both ancient and modern

chronology and conceptualization. This may well be an unanswerable

question, but so far no one has even tried to investigate it. If an

investigation is made, we may discover things that are as surprising to

us as the republics of India originally were.

 

The existence of Indian republicanism is a discovery of the twentieth

century. The implications of this phenomenon have yet to be fully

digested, because historians of the past century have been inordinately

in love with the virtues of centralized authority and government by

experts, and adhered to an evolutionary historicism that has little

good to say about either direct or representative democracy. Perhaps

the love affair is fading. If so, historians will find, in the Indian

past as elsewhere, plenty of raw material for a new history of the

development of human government.

 

 

 

-----

---------

 

Notes for "Democracy in Ancient India"

In referring to classical sources, I have usually not given full

citations to the editions, on the assumption that specialists will know

how to find them, but that general readers will be more interested in

the translations.

Also, references to Indian primary materials will be made to English

translations (where available). Nearly all the secondary literature on

the topic is in English.

 

1. See for example Herodotus, The Histories 7. 135, trans. Aubrey de

Sélincourt, rev. ed. (Harmondsworth, 1972), p. 485: the famous reply of

the Spartan emissaries to the Persian general Hydarnes. Back to text.

 

2. For more on this, see Steven Muhlberger and Phil Paine, "Democracy's

Place in World History," Journal of World History 4 (1993): 23-45 and

the World History of Democracy site, especially Chapter Two --

Democracy at the Basic Level: Government by consent in small

communities. Back to text.

 

3. A.S. Altekar, State and Government in Ancient India, 3rd edn. rev.

and enlarged (Delhi, 1958; first ed. 1949), p. 1; the Manu-Smrti

translated by G. Bühler as The Laws of Manu, vol. 25 of Sacred Books of

the East, hereafter SBE] ed. F. Max Müller (Oxford, 1886). Back to

text.

 

4. Kautilya's Arthasastra, trans. by R. Shamasastry, 4th ed. (Mysore,

1951; first ed. 1915). Back to text.

 

5. Altekar, State and Government in Ancient India, p. 1 (hereafter

State and Government ); but see the same work, p. 109, where the

statement is qualified as a prelude to discussing republics. Back to

text.

 

6. Altekar, State and Government, pp. 110-111; K.P. Jayaswal, Hindu

Polity: A Constitutional History of India in Hindu Times, 2nd. and enl.

ed. (Bangalore, 1943), p. 58. Back to text.

 

7. An introduction to the Pali Canon may be found in R.C. Majumdar, The

History and Culture of the Indian People, vol. 2, The Age of Imperial

Unity, (Bombay, 1951), pp. 396-411. Back to text.

 

8. (London, 1903). Back to text.

 

9. See, for instance, Sir Henry Sumner Maine, Village Communities in

the East and West (1889; reprint edn. New York, 1974). Back to text.

 

10. K.P. Jayaswal, Hindu Polity: A Constitutional History of India in

Hindu Times 2nd and enl. edn. (Bangalore, 1943), published first in

article form in 1911-13; D.R. Bhandarkar, Lectures on the Ancient

History of India on the Period form 650 to 325 B.C., The Carmichael

Lectures, 1918 (Calcutta, 1919); R.C. Majumdar. Corporate Life in

Ancient India, (orig. written in 1918; cited here from the 3rd ed.,

Calcutta, 1969, as Corporate Life). Back to text.

 

11. E.g. Altekar (n. 6); J.P. Sharma, Republics in Ancient India, c.

1500 B.C.-500 B.C. (Leiden, 1968) [hereafter Republics]; U.N. Ghoshal,

A History of Indian Public Life, vol. 2, The Pre-Maurya and Maurya

Period (Oxford, 1966). For the embarrassment, see Sharma, Republics,

pp. 2-3. Back to text.

 

12. Sharma, Republics, pp. 15-62, 237. Back to text.

 

13. Narendra Wagle, Society at the Time of the Buddha (Bombay: 1966),

pp. 27-28. Back to text.

 

14. Wagle, Society at the Time of the Buddha, pp. 147-148. Back to

text.

 

15. Sukumar Dutt, Buddhist Monks and Monasteries of India (London,

1957), pp. 35-44. Back to text.

 

16. V.S. Agrawala, India as Known to Panini: A study of the cultural

material in the Ashatadhyayi, 2nd edn. rev. and enl. (Varanasi, 1963),

pp. 426-444 [hereafter, Panini]; Sharma, Republics, pp. 8-14. A.K.

Majumdar, Concise History of Ancient History, vol. 2: Political Theory,

Administration, and Economic Life (New Delhi, 1980), p. 131 [hereafter,

Concise History]. Back to text.

 

17. It is often assumed in the literature that mercenary bands or wild

tribes must be clearly distinguished from true political communities. A

reading of Xenophon's Anabasis (trans. by W.H.D. Rouse as The March Up

Country (New York and East Lansing, 1959)) would give food for thought

about this distinction. The army Xenophon was part of and led for a

time is perhaps the best documented example of the day-to-day political

life of a Greek community that we have. Back to text.

 

18. See "Arrianus, Flavius" Oxford Classical Dictionary, 2nd edn.

(Oxford, 1970), pp. 122-123. Back to text.

 

19.. Arrian 5.1-2; all translations from the Greek sources are taken

from R.C. Majumdar's compilation, The Classical Accounts of India

(Calcutta, 1960) [hereafter Classical Accounts] -- in this case, p. 20.

However, those who don't have access to that handy work can find these

authors, whose books are all well-known classical works, in standard

editions and translations. Back to text.

 

20. Arrian, 5.22, 5.25-6.14, Classical Accounts, pp. 47, 64-75. Back to

text.

 

21. Q. Curtius Rufus, History of Alexander the Great 9.8, Classical

Accounts, p. 151; Diodorus Siculus, Bibliotheca Historica 17.104,

Classical Accounts, p. 180. Back to text.

 

22. Ibid. Back to text.

 

23. Altekar, State and Government, p. 111. Back to text.

 

24. Diodorus Siculus 2.39, Classical Accounts, p. 236; cf. Arrian's

Indika 9, Classical Accounts, p. 223, which seems to derive from the

same source, i.e. Megasthenes, for whom see below. Back to text.

 

25. Otto Stein, "Megasthenes (2)," Real-Encyclopädie der classischen

Altertumwissenschaft, ed. A. von Pauly, G. Wissowa, et. al. (Stuttgart,

1893-) vol. 15, pt. 1, col. 232-3. Back to text.

 

26. R.C. Majumdar, Classical Accounts, Appendix I, pp. 461-473, throws

doubt on the authority of this whole section of Diodorus (2.35-42,

called "the Epitome of Megasthenes,"), but classicists do not share his

doubts, though they grant that the original material may have been

handled roughly by later epitomizers. See Otto Stein, "Megasthenes

(2)," col. 255; Barbara C.J. Timmer, Megasthenes en de Indische

Maatschaapij (Amsterdam, 1930); Diodorus of Sicily, trans. by C.H.

Oldfather Cambridge, Mass. and London, 1935), vol. 2, p. vii. Back to

text.

 

27. Kautilya, 11.1; Agrawala, Panini, pp. 445-457; see the short

history of known republics in Altekar, State and Government pp.

118-123. See Joseph E. Schwartzenberg, ed., A Historical Atlas of South

Asia (Chicago and London, 1978), p. 16 (Plate III.B.2). Back to text.

 

28. Agrawala, Panini, pp. 426-428; Benoychandra Sen, Studies in the

Buddhist Jatakas: Tradition and Polity (Calcutta, 1974), pp. 157-159.

Back to text.

 

29. Agrawala, Panini, pp. 430-432. Back to text.

 

30. Altekar, State and Government, p. 135; Sharma, Republics, pp.

12-13, 99-108, 112, 175-176. Back to text.

 

31. Altekar, State and Government, p. 114. Back to text.

 

 

 

32. Wagle, Society at the Time of the Buddha, pp. 132-33, 156-158. Back

to text.

 

 

 

33. Georges Duby, The Three Orders: Feudal Society Imagined, tr. Victor

Goldhammer (Chicago, 1980); Jacques Le Goff, "Labor, Techniques and

Craftsmen in the Value Systems of the Early Middle Ages (Fifth to Tenth

Centuries)," in Time, Work, and Culture in the Middle Ages, tr. Victor

Goldhammer (Chicago, 1980), pp. 71-86. Back to text.

 

 

 

34. Agrawala, Panini, pp. 436-439. Contra, Ghoshal, A History of Indian

Public Life, ii, p. 195, n. 5, who rejects Agrawala's interpretation of

the evidence in Panini and Kautilya, and insists on a strict (but

anachronistic) division between political, military, and social and

economic groups. A fair reading of Kautilya shows that "corporations"

of whatever sort could be important political and military factors,

whether they were sovereign or not, and whether they "lived by the name

of raja" (Kautilya, 11.1, tr. Shamasastry, p. 407) or not. Back to

text.

 

 

 

35. See esp. R.C. Majumdar, Corporate Life, pp. 18-29, 60-63; Charles

Drekmeier, Kingship and Community in Early India (Stanford, 1962), pp.

275-277. Back to text.

 

 

 

36. W.G. Forrest, The Emergence of Greek Democracy, 800-400 B.C. (New

York, 1966), esp. pp. 67-97; J.K. Hyde, Society and Politics in

Medieval Italy: The Evolution of the Civil Life, 1000-1350, esp. 48-60,

104-118; John Hine Mundy, Liberty and Political Power in Toulouse

1050-1230 (New York, 1954). Back to text.

 

 

 

37. Agrawala, Panini, p. 432. Again cf. Italy at the beginning of the

High Middle Ages, Hyde, Society and Politics in Medieval Italy, pp.

56-57. Back to text.

 

 

 

38. Jataka 149, trans. in The Jataka, or Stories of the Buddha's Former

Births, ed. E.B. Cowell, tr. by Various Hands, 6 vols. (1895; reprint,

London, 1957), 1: 316. Jataka 301 (Cowell trans., 3: 1) also mentions

7707 kings, "all of them given to argument and disputation." Back to

text.

 

 

 

39. Every scholar to approach this material has wrestled with this

number, none more diligently than Sharma, Republics, pp. 99-104. It is

hard to take any of them very seriously once one has examined Jataka

149 itself. Here, as in many other places, 7077 is used as a large,

ideal number. Back to text.

 

 

 

40. Similarly suggestive numbers can be found in Jataka 465 (Cowell

trans., 4: 94) where 500 Licchavi kings (not necessarily the entire

body of kings) are mentioned; in the Mahavastu, which refers to "twice

84,000 Licchavi rajas residing within the city of Vesali," (Sharma,

Republics, p. 99; the Mahavastu is yet untranslated into a European

language) and Jataka 547 (Cowell trans., 6: 266), which mentions 60,000

ksatriyas in the Ceta state, all of whom were styled rajano (Agrawala,

Panini, p. 432). Back to text.

 

41. Agrawala, Panini, p. 430; Sharma, Republics, p. 101; A.K. Majumdar,

Concise History, 2: 140. No translation of the Lalitavistara into a

European language was available to me. Back to text.

 

42. Mahabharata 12.107, trans. by R.C. Majumdar, Corporate Life, 251.

Back to text.

 

43. A.K. Majumdar, Concise History, 2: 140, referring to Acharangasutra

II.3.1.10. The SBE translation of the Acharangasutra (vol. 22 (1884),

tr. Hermann Jacobi) of this passage entirely conceals the meaning of

gana. This is typical of older translations, and some not so old (e.g.

the Roy trans. of the Mahabharata, Santi Parva (Calcutta, 1962), c.

107, where Roy insists that gana here must be understood as denoting an

aristocracy of wealth and blood). Back to text.

 

44. Agrawala, Panini, pp. 433-435. Back to text.

 

45. The Maha-parinibbana-suttanta: Buddhist Suttas vol. 1, tr. T.W.

Rhys Davids, SBE 11 (1881): 1-136. Mahavagga, Kullavagga, and

Pattimokkha: Vinaya Texts, tr. T.W. Rhys Davids and H. Oldenberg, SBE

vol. 13, 17, 20 (1881, 1882, 1885). Back to text.

 

46. Mahavagga 1.28, SBE 13: 169-170. Back to text.

 

47. Note complex rules, e.g. Mahavagga 9.4.7-8, SBE 17: 217-272,

establishing who has the right to vote (i.e., in such cases, to

object). Back to text.

 

48. Kullavagga 4.9-14, SBE 20: 24-65. Back to text.

 

49. Kullavagga 4.10.1, SBE 20: 20-26, where it is stated that taking of

votes is invalid "when the taker of votes [an elected official] knows

that those whose opinions are not in accordance with the law will be in

the majority," or "when he is in doubt whether the voting will result

in a schism in the Samgha," or "when they do not vote in accordance

with the view that they really hold." Kullavagga 4.14.26, SBE 20: 56-57

shows how the vote-taker was permitted to prevent the will of the

majority from being enacted even in a secret vote, by throwing out the

results if the winners' opinion went against the law -- or his

interpretation of it. Back to text.

 

50. See Kullavagga 4.14.25-26, SBE 20: 54-57, where the emphasis is on

reconciling monks to a decision which they were opposed to. Voting is

one method of doing so; manipulation of votes preserves the religious

law without splitting the sangha. Back to text.

 

51. It is commonly accepted by scholars that the regulations we have

been discussing are, in the form we have them, the product of a long

evolution, though all of them are attributed to the Buddha. See Rhys

Davids' and Oldenberg's introduction to the Vinaya Texts, SBE 13:

ix-xxxvii, and notes throughout. For the concern with disunity, see the

extract from the Maha-parinibbana-suttanta (i.1) below; the

Mahabharata, Santi Parva 107, and Kautilya, 11.1 (which despite their

monarchist purpose, contain passages of republican thought -- see

below, n. 71); Altekar, State and Government, pp. 129-130; A.K.

Majumdar, Concise History, 2: 140. Back to text.

 

52. Maha-parinibbana-suttanta 1.1, SBE 9: 6-7; see below. Back to text.

 

53. Altekar, pp. 126-127, 132-134; Sharma, Republics, pp. 12, 110-111.

Back to text.

 

54. Corporate Life, pp. 233-234; A.K. Majumdar, Concise History, 2:

137. Back to text.

 

55. The Maha-parinibbana-suttanta is the story of the "great decease of

the Buddha" and as such includes both colorful anecdotes and important

last-minute instructions to his followers. Back to text.

 

56. The Pali Canon uses both the term Vajji (Vriji in Sanskrit) and

Licchavi to designate a republican polity based at Vesali. Scholars

believe that the Licchavi were the people who lived at Vesali, while

Vajji was the name of a confederation that they headed. For a detailed

discussion, see Sharma, Republics, pp. 81-84, 93-97. Back to text.

 

57. Maha-parinibbana-suttanta 1.1, SBE 11: 6-7. Back to text.

 

58. In this sense R.C. Majumdar was right in calling the Buddha "an

apostle of democracy;" Corporate Life, p. 219. Contra, Drekmeier,

Kingship and Community in Early India, p. 113. Back to text.

 

59. Sen, Studies in the Buddhist Jatakas, pp. 60-64. Compare Burton

Stein, Peasant State and Society in Medieval South India (Delhi, 1980)

for a similar evaluation of South Indian monarchy in a later period.

Back to text.

 

60. Altekar, State and Government, p. 136. Back to text.

 

61. Altekar, State and Government, pp. 137-138; A.K. Majumdar, Concise

History, 2: 144. Back to text.

 

62. Agrawala, Panini, p. 428. What may be the clearest statement of

egalitarian political ideology only comes to us through many

intermediaries, as a tantalizing passage in Diodorus Siculus (2.39;

Classical Accounts, p. 236) which seems to derive from Megasthenes: "Of

several remarkable customs existing among the Indians, there is one

prescribed by their [sc. Indian] ancient philosophers which one may

regard as truly admirable: for the law ordains that no one among them

shall, under any circumstances, be a slave, but that, enjoying freedom,

they shall respect the principle of equality in all persons: for those,

they thought, who have learned neither to domineer over nor to cringe

to others will attain the life best adapted for all vicissitudes of

lot: since it is silly to make laws on the basis of equality of all

persons and yet to establish inequalities in social intercourse."

Megasthenes (who was a contemporary of Kautilya) is often criticized

for the good reason that slavery and other forms of inequality did

indeed exist among the Indians. But perhaps he correctly presented the

views of "their ancient philosophers." Back to text.

 

63. Kautilya, 11.1, Shamasastry tr. p. 410. The Mahabharata, Santi

Parva, a royalist treatise on morality and politics, likewise mentions

ganas (in c. 107; cf. c. 81) only to show how a raja who is not yet a

true monarch in his state can implement his will -- and as we have

seen, eliminating popular participation in government is an essential

part of this. It is interesting to note that there are in both works

passages that urge the raja to cooperate with the gana and, like the

Maha-parinibbana-suttanta, emphasize the dangers to a gana of disunity.

R.C. Majumdar (in Ancient India, 7th ed. (Delhi, 1974), p. 159)

regarded Mahabharata, Santi Parva 107 as a piece of republican

political science reworked for monarchist purposes. Back to text.

 

64. Altekar, State and Government, p. 124, draws attention to the

existence of republican-style local government within the greater

republic. Cf. the Italian situation described by Hyde, Society and

Politics in Medieval Italy, p. 104: "Government under medieval

conditions was always a precarious matter...the Italian cities faced

special problems of their own, derived from the fact that the commune

was originally no more than one kind of societas in a society that

abounded in societates, so that it was an uphill task to assert any

special claim to the loyalty and obedience of the citizens." Back to

text.

 

65. Kautilya, 11.1, Shamasastry trans., p. 410. Back to text.

 

66. See R.C. Majumdar, Corporate Life, pp. 42-59 for the attitude of

later Dharmasastra writers to the place of semi-autonomous corporations

and kindreds in the monarchical polity of the fifth century A.D. and

later. Back to text.

 

67. Pp. 366-367. Back to text.

 

68. N.B. the introduction: "To the memory of the Republican Vrishnis,

Kathas, Vaisalas, and Sakyas who announced philosophies of freedom from

devas, death, cruelty and caste." Back to text.

 

69. See above, n. 10. Back to text.

 

70. See esp. Ghoshal's treatment, A History of Indian Public Life, ii,

pp. 185-197, which goes almost as far in one direction as Jayaswal went

in the other. Cf. Drekmeier, Kingship and Community in Early India, p.

279; A.K. Majumdar, Concise History, ii, pp. 139-144; Burton Stein,

"Politics, Peasants and the Deconstruction of Feudalism in Medieval

India," Journal of Peasant Studies, xii, no. 2-3 (1985), p. 62

(discussing South India at a later period). Back to text.

 

71. A.K. Majumdar, Concise History, 2: 143. Back to text.

 

72. A similar tendency in recent decades to dismiss democratic elements

in classical Athens and republican Rome is now being challenged: e.g.

Ellen Meiksins Wood, Peasant-Citizens and Slave: The Foundation of

Athenian Democracy, corrected paperback edn. (London, 1989) and much

more cautiously by John North, "Politics and Aristocracy in the Roman

Republic," Classical Philology, 85 (1990): 277-287 and reply to W.V.

Harris's criticisms, pp. 297-298; John North, "Democratic Politics in

Republican Rome," Past and Present 126 (1990): 3-21. Back to text.

 

73. Romila Thapar, A History of India, vol. 1 (Harmondsworth, 1966),

p. 19; Bhandarkar, Lectures on the Ancient History of India, p. ix

(written in 1918): "We have been so much accustomed to read and hear of

Monarchy in India being always and invariably unfettered and despotic

that the above conclusion [that republics were important in ancient

India] is apt to appear incredible to many as it no doubt was to me for

a long time." Back to text.

 

74. A.L. Basham, The Wonder That was India (London, 1954), pp. 96-98.

Back to text.

 

75. In European history, the Anglo-Saxons have often been treated as a

failed culture, and the Visigothic kingdom of Spain is seldom

approached in any other way. See the opening remarks of Roger Collins,

The Arab Conquest of Spain, 710-789 (Oxford, 1989). Back to text.

 

76. Thapar is one of the few to avoid this usage. Back to text.

 

77. Jayaswal, Hindu Polity, p. 46. Back to text.

 

78. Jayaswal, Hindu Polity, p. 116. Back to text.

 

79. For a general discussion of the concept of "tribalism," see Eric

R. Wolf, Europe and the People Without History (Berkeley, 1982). Back

to text.

 

80. Agrawala, Panini, pp. 479-493. Back to text.

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